Court Reinstates CTA, FinCEN Extends Filing Deadlines
Dec 24, 2024 · The U.S. Court of Appeals for the Fifth Circuit stayed a preliminary injunction that had temporarily blocked the law’s enforcement. Under the revised timeline, companies created or registered before Jan. 1, 2024, now have until Jan. 13, 2025, to file their initial beneficial ownership information (BOI) reports with FinCEN.
2024 Corporate Governance & Executive Compensation Survey
This comprehensive analysis examines corporate governance practices and executive compensation trends among the 100 largest U.S. public companies and 30 major foreign private issuers.
What Is Ethical Culture, and Why Does It Matter?
Sep 16, 2019 · Jay Rosen Jay Rosen is Vice President, Business Development and Monitoring Specialist at Affiliated Monitors, Inc., the first company in the U.S. to focus on providing independent integrity monitoring and assessment services across a wide range of regulated industries and professions.Jay previously headed up Merrill Brink’s FCPA Investigations and Ethics and Compliance translation group.
Saifr Adds Financial Compliance AI Models to Microsoft Azure …
Nov 22, 2024 · Saifr, created by Fidelity Investments’ software incubator Fidelity Labs in 2020, developed the models using compliance-curated data reviewed by subject matter experts.The tools can be integrated into chatbots, large language models and other applications used in financial services. “Harnessing AI’s power in regulated fields requires careful oversight and domain expertise,” said Saifr ...
Ultimate Buyers’ Guide to Corporate Compliance Software
About GAN Integrity. GAN Integrity gives compliance teams a better way to do their good work. Built on a flexible platform that unifies compliance, ethics and third-party risk management across the enterprise, coupled with deep domain expertise, GAN Integrity makes it easy for teams to see everything, adapt to anything, and get all the help they need.
2024: The Year (So Far) in Market Manipulation
Sep 3, 2024 · This wave of enforcement actions was perhaps most notable because of the scramble that was caused in the wake of the JP Morgan case, which brought longstanding data governance oversights into the spotlight. Central to this enforcement action was that the firm failed to oversee billions of client orders due to the bank unwittingly missing 30 trading venues worth of data, a massive failure of ...
8 Crucial Compliance KPIs - Corporate Compliance Insights
Dec 19, 2023 · In the modern data-centric world, ensuring that a company abides by all pertinent laws, guidelines and ethical standards — corporate compliance in a nutshell — is paramount. But how can compliance officers effectively gauge their company’s adherence to these standards?
Focus on Cyber Resilience Fundamentals and Compliance Will …
Oct 29, 2024 · Editor’s note: The author of this article is chief information security officer at Veritas Technologies, a data management provider. The ever-evolving regulatory environment — from the Digital Operational Resilience Act (DORA) in the EU to the continued evolution of FedRAMP to numerous state-level data protection laws — has created a …
Global Corporate Governance Trends for 2024
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Internal Control Checklist: 5 Anti-Fraud Strategies to Deter, …
Mar 10, 2010 · Erick-Bell Erick O. Bell, CPA, CFF, CFE, is a senior manager in the Forensic & Dispute Services practice of Deloitte Financial Advisory Services LLP in San Francisco. Erick focuses on corporate investigations, anti-fraud consulting, and litigation and dispute support. He has delivered various trainings on fraud awareness, fraud risk assessments, and forensic interviewing techniques; and is ...