Vanguard Retirement Planning

Vanguard, SEC

Vanguard fined more than $100 million by SEC over violations involving target date retirement funds

Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission announced Friday.

InvestmentNews · 3d

Vanguard to pay more than $100M over target-date fund violations

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail target-date retirement funds, according to the SEC.

YAHOO!Finance · 3d

SEC Fines Vanguard $106M Over Retirement Fund Tax Issues

Investment giant Vanguard failed to properly disclose tax implications to retirement fund investors, triggering unexpected capital gains taxes.

Pensions&Investments3d

Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

Financial Standard2h

Vanguard fined US$106m for investors' massive tax bill

The Securities and Exchange Commission (SEC) charged Vanguard US$106.4 million for "materially misleading" investors in the Investor Target Retirement Funds (Investor TRFs) about their future tax ...

Financial Advisor4d

Vanguard To Pay $106M Over Alleged Retirement Fund Violations

“Vanguard is committed to supporting the more ... “In the following months, a substantial number of retirement plan investors redeemed their Investor TRFs and switched to the Institutional ...

11d

Vanguard Beats Claims of Unauthorized Retirement Check Handling

Vanguard Group Inc. is free from a lawsuit saying it mismanaged a retirement plan by forwarding contributions to an ...

Vanguard report says more people are saving for retirement | What's the Deal?

More people are setting cash aside for retirement and a big reason for the increased saving is auto-enrollment.

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