Vanguard fined $106M over retirement fund disclosure violations
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Ripple26m
Vanguard to Pay $106.41 Million in SEC Settlement Over TRF Disclosures
Vanguard settles SEC charges for misleading TRF disclosures, agreeing to a settlement and improve future transparency ...
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
I Want to Be an IRA Millionaire by Retirement. Here's How I'm Planning to Get There.
One of the most important things to keep in mind before you start your IRA journey is that the path to becoming an IRA ...
InvestmentNews3d
Vanguard to pay more than $100M over target-date fund violations
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Pensions&Investments3d
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
Vanguard Beats Claims of Unauthorized Retirement Check Handling
Vanguard Group Inc. is free from a lawsuit saying it mismanaged a retirement plan by forwarding contributions to an ...
Courthouse News Service3d
Investment firm Vanguard agrees to $106 million fine in SEC retirement fund probe
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
NBC News3d
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
When Vanguard dropped the minimum initial investment for its institutional target retirement funds to $5 million from $100 million in December 2020, it spurred retirement plan investors to cash ...