American Express pays $108 million to settle deceptive marketing charges. The Vanguard Group pays $106 million to settle ...
Fine handed out by the US SEC comes after disclosure failures in target date retirement funds ...
This change led to significant redemptions as Vanguard customers moved from other target date funds into the institutional ...
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...
Attorney General Letitia James and a multistate coalition secured a $106 million settlement from Vanguard Group for failing ...
Passive indexes routinely clobber funds actively managed by professional stock pickers. Last year was no exception.
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
Investors are appraising Trump policies' likely impact on stocks on the last trading day before the inauguration.
Vanguard settles SEC charges with a $106 million payout. Its status in the impending "crypto cooldown" remains unclear.
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...