The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...

The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.

Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...

The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...