Vanguard Retirement Planning

Vanguard, SEC

Vanguard fined more than $100 million by SEC over violations involving target date retirement funds

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds.

InvestmentNews · 3d

Vanguard to pay more than $100M over target-date fund violations

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail target-date retirement funds, according to the SEC.

YAHOO!Finance · 2d

SEC Fines Vanguard $106M Over Retirement Fund Tax Issues

Investment giant Vanguard failed to properly disclose tax implications to retirement fund investors, triggering unexpected capital gains taxes.

3don MSN

Vanguard settles SEC charges over misleading statements for $106.41 million

The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...

This is the average 401(k) balance for ages 55 to 64

Here's what the average 401(k) balance looks like for those closest to retirement age, plus one simple way to save more.

Pensions&Investments3d

Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

Financial Advisor3d

Vanguard To Pay $106M Over Alleged Retirement Fund Violations

“Vanguard is committed to supporting the more ... “In the following months, a substantial number of retirement plan investors redeemed their Investor TRFs and switched to the Institutional ...

11d

Vanguard Beats Claims of Unauthorized Retirement Check Handling

Vanguard Group Inc. is free from a lawsuit saying it mismanaged a retirement plan by forwarding contributions to an ...

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