Financial Crime Weekly: American Express Pays $108 Million To Settle Deceptive Marketing Charges, Vanguard Group Pays $106 Million For Violations
American Express pays $108 million to settle deceptive marketing charges. The Vanguard Group pays $106 million to settle ...
Hoodline12h
New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
Financial Advisor3d
Vanguard To Pay $106M Over Alleged Retirement Fund Violations
The SEC alleged that the firm made misleading statements and failed to warn investors who held its Vanguard Investor Target Retirement Funds in taxable accounts that they could get hit with ...
Arkansas party in $106 million settlement with Vanguard
Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...