The United States Securities and Exchange Commission (SEC) has requested to seal the infamous Hinman Speech documents, claiming that they are not relevant to the court’s summary judgment decision. The ...

February 20, 2024 - When the United States Securities and Exchange Commission (SEC) suspects wrongdoing and kicks off an investigation, one of the most important steps is to obtain relevant documents ...

On November 17, 2020, the Securities and Exchange Commission (SEC) voted to adopt amendments to Regulation S-T and the Electronic Data Gathering, Analysis and Retrieval system (EDGAR) Filer Manual ...

The New York State Attorney General asked the U.S. Securities and Exchange Commission to openly declare Ethereum's ether ETH $3,332.03 was a security, not a commodity, during the state's prosecution ...

The documents filed Aug. 28 may be seen by the public in a week. They are not all the sealed documents in the case, however. Observers should soon get a look at some of inaccessible documents in the ...

"Documents related to these communications bear directly on the claims the SEC now asserts and on Coinbase's fair notice defense," said Paul Grewal, Coinbase's chief legal officer. Two Am Law 100 ...

Firm compliance with limited partnership agreements, advisory committee mandates, and other contractual obligations Processes for the accurate fee calculation and allocation of private fund fees and ...

A federal judge ruled that the U.S. Securities and Exchange Commission cannot seal documents tied to former official William Hinman's 2018 speech on crypto and securities to Ripple in the regulator's ...

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IT software provider SolarWinds downplayed a recent security breach in documents filed with the US Securities and Exchange Commission on Monday. SolarWinds disclosed on Sunday that a nation-state ...

The Investment Company Institute is urging the Securities and Exchange Commission to update its rules and allow funds to deliver regulatory documents to investors electronically by default – a move ...