A ‘Suitable Investment’ means that you can be sold investment #100 out of 100 Investments and that is ok…unless it is in an IRA or ERISA Retirement account! The book further covers details of how ...

Whenever the topic of talking with a financial professional who can help create a long-term strategy toward retirement arises, we label this individual a financial advisor. Choosing this individual is ...

In a world where regulations and rules come and go at a dizzying pace, Prohibited Transaction Exemption 84-24 achieved legendary status in the life insurance and annuity space. Created in 1977 and ...

A fiduciary is a person or entity who has a responsibility to inform and act in good faith toward another party, such as a company, director or a client. An entity with fiduciary responsibility must ...

W. Scott Simon is a principal at Prudent Investor Advisors, a registered investment advisory firm. He also provides services as a consultant and expert witness on fiduciary issues in litigation and ...